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Today is: October 14, 2019  
 

 

Upcoming BCG Seminars

BCG's monthly Seminars are one of the most popular features of BCG membership. Each member is allowed to register up to 20 people to attend a monthly Seminar, including a new option to register for our BCG Seminar Recording Playback location. BCG Seminars collectively cover a myriad of topics, including Electronic Banking, Compliance Management, Financial Privacy, Information Security, Commercial Real Estate Lending and many more. In addition, each member institution receives via email a link to a downloadable PDF of the comprehensive Standard Procedures “E-Manual” published each month in connection with the BCG Seminar.  

And don’t forget, non-members can attend monthly Seminars too. Each non-member attendee receives one copy of the Standard Procedures Manual produced for that particular seminar, which will be mailed to the attendee by the end of the Seminar month.   

Listed below are the next two BCG Monthly Seminars held in California. Please click on a title below to view a brief description of each Seminar. Additional Seminars will be posted as their respective dates approach. To view past Seminar schedules and descriptions, click here or contact us if you have any questions or require further information.  Download the 2019 BCG Seminar Schedule Here!

 

 

 

 

New Accounts Documentation & Compliance

October 2019

Aldrich & Bonnefin invites you and your operations and compliance staffs to attend a Seminar covering New Accounts Documentation and Compliance. Having proper new account policies and procedures can help financial institutions prevent or at least reduce the risk of fraud and other losses, as well as compliance violations.

This Seminar will focus on documents that institutions will want to review during the account-opening process for individuals, businesses (such as corporations, partnerships and LLCs) and court-appointed fiduciaries (for example, decedent estates, conservatorships and guardianships). As part of this discussion we will consider the process for opening accounts for property management companies, including those opened on behalf of homeowners associations. There will also be a detailed discussion covering the opening and maintenance of accounts for family trusts.

Of course, no discussion on new accounts documentation would be complete without considering the requirements of both CIP and the beneficial ownership rule.

 

 

 

 

 
 
 
 
 
 

 

 

 

 

 

 Compliance Management

November 2019

Aldrich & Bonnefin is pleased to invite you, your compliance staff and the management of your financial institution to attend a Seminar on Compliance Management. This Seminar will focus on structuring an effective, risk-based compliance program specifically for financial institutions and implementing the program’s objectives. There will be case studies to make the seminar of immediate practical value to all who attend.

With increasing regulatory scrutiny and civil litigation against financial institutions, as well as the need to implement ever-changing regulations, attention must be paid to systems and procedures for compliance with federal and state laws and regulations. Without a structured compliance program, compliance dollars can be wasted and an institution’s ability to comply can be dramatically diminished. Without a formal compliance program, an institution is exposed to the risk of liability to shareholders, customers and regulators alike. In contrast, having a strong, well-managed compliance program can mitigate any occasional violations that inevitably occur. 

 

 

 

 

 
 
 
 
 
 

 

 

 

 

 

 34th Annual BCG Management & Directors Seminar
California and Federal Banking Laws
Going Their Own Ways?

 

December 3rd and December 5th 2019

Keynote Speaker: Manuel P. Alvarez
Commissioner
California Department of Business Oversight
Presenting: “California Banking Trends”

 

Other Topics: Presented by Mark E. Aldrich, Anne M. McEvilly, Stephanie A. Shea &
Joel N. Cook

  • California and Federal Banking Laws - An Overview of Current Corporate
    Governance Developments

  • Consumer & Mortgage Lending Regulatory Update

  • Banking Operations & FinTech Hot Topics

  • Commercial Lending Trends

  • Top 10 Risk Management Issues for 2020

 

 

 

 
 
 
 
 
 

 

 

 

 

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